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トップページ > Fund Business |
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The process of setting up and manage a fund may seem complicated.
But successful operation of a fund could lead to greater investment returns.
With our experience and expertise, you can build up your fund business in the most effective and efficient way.
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■Types of Fund
| Categories of association |
Specific types of Fund |
| Association Union partnership |
Silent Partnership, Investment Limited Partnership, Limited Liability Partnership, Unlimited Liability Partnership
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| Company,Corporation |
joint-stock company, Limited Liability Company, Limited Liability Intermediate
Corporation, Incorporated association, Investment corporation, Specific
Purpose Company/TMK
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| Trust |
Special Purpose Trust, Investment trust, Mutual fund
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■Fund business and required business licences
| Types of fund business |
Licence /notification required |
| Fund raising |
Licence for Type II financial instruments business.
⇒ Raising deemed securities under collective
investment scheme also needs a licence for
Type II financial instruments business.
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| Fund management |
Licence for investment management business.
⇒ The licence is required where the fund make
investments in financial instruments such as
bonds, stocks, FX and securities.
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| Professional fund |
Notification of qualified institutional investment.
⇒ Members are exempted from obtaining an
investment management business licence and
Type II financial instruments business licence.
⇒ A fund should be invested by 49 or less general
investors and at least 1 qualified institutional
investor.
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■Regulations governing fund business
| Regulations |
Types of fund business |
| Financial Instruments and Exchange Act |
Fund investment in financial instruments such as stocks and bonds.
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| Real Estate Specified Joint Enterprise Act |
Fund investment in real estates.
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| Act on Regulation of Business Pertaining to Commodity Investment |
Fund investment in commodity futures, commodity
future index and commodity options.
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