行政書士 無料相談


 border=

HOME

 border=

 border=


 border=

ファンドとは

 border=

 border=


 border=

ファンドの種類

 border=

 border=


 border=

ファンドビジネスを行うには

 border=

 border=


 border=

金商法でのファンド規制

 border=

 border=


 border=

有価証券とは

 border=

 border=


 border=

みなし有価証券とは

 border=

 border=


 border=

デリバティブ取引とは

 border=

 border=


 border=

適格機関投資家等特例業務

 border=

 border=


 border=

第二種金融商品取引業

 border=

 border=


 border=

投資運用業

 border=

 border=


 border=

不動産特定共同事業許可

 border=

 border=


 border=

当社について

 border=

 border=


 border=

お問合せ

 border=

 border=
 border=
行政書士スタッフ紹介


行政書士 スタッフブログ

行政書士 無料相談



新宿オフィス 新宿駅

秋葉原オフィス 秋葉原駅

名古屋オフィス 名駅

大阪オフィス 西梅田駅

プライバシーポリシー・免責


トップページ > About Securities
金商法でのファンド規制

The definitions of ‘securities’ are provided in Article 2, section 1 of the Financial Instruments and Exchange Act as follows:

1

Government bonds

2

Municipal bonds

3

Bonds issued by a juridical person that is incorporated under a special act

4

Specified corporate bonds

5

Corporate bonds

6

Investment securities issued by a juridical person that is incorporated under a special act

7

Preferred securities

8

Preferred equity investment certificates and Securities indicating preemptive rights for new preferred equity investment

9

Share certificates and share option certificates

10

Beneficiary securities of investment trusts or foreign investment trusts

11

Investment securities or investment corporation bonds, or foreign investment securities

12

Beneficiary securities of loan trusts

13

Beneficiary securities of special purpose trusts

14

Beneficiary securities of beneficiary securities issuing trusts

15

Promissory notes

16

Mortgage securities

17

Securities or certificates which have been issued by a Foreign State or foreign person and have the nature of securities or certificates listed in items (2) to (9) or item (12) up to the preceding item

18

Securities or certificates which have been issued by a foreign person, indicate a beneficial interest of a trust in which loan claims held by persons engaging in banking business or persons otherwise conducting money loan in the course of trade are entrusted, or indicate any other similar rights, and are designated by a Cabinet Office Ordinance

19

Securities which indicate Options pertaining to Specified Securities or deemed securities

20

Securities or certificates which have been issued by a person to whom securities or certificates listed in any of the preceding items are deposited and in a state other than the state in which the deposited securities or certificates were issued and which indicate the rights- pertaining to the deposited securities or certificates

21

In addition to what is listed in the preceding items, securities or certificates prescribed by a Cabinet Order as those for which it is found, when taking into consideration the liquidity thereof and other factors, necessary to secure the public interest or protection of investors

投資ファンド
Copyright (C) Support Solicitor Office. All Rights Reserved.